PT
CIMB-Principal Asset Management (“CIMB-Principal”) is regional investment management
company in Indonesia which is lisenced by Bapepam-LK or Capital Market and
Financial Institution supervisory agency since 1997. PT. CIMB-Principal Asset
Management owned by CIMB-Principal Asset Management Berhad in Malaysia.
CIMB-Principal Asset Management Berhad is a joint venture between Southeast
Asia's premier investment banking group, the CIMB Group and the Principal
Financial Group, a leading Fortune 500 diversified global financial services
group. PT CIMB-Principal has put in place a risk management framework with
activities that include a comprehensive compliance framework that essentially
works on self-assessment as well as systems for managing active risks in
investment portfolios. This is to ensure that clients’ mandates are carefully
adhered to and not exposed to unnecessary risks associated with delegation of
funds management.
Legal & KYC
Requirements:
- To ensure appropriate policies and procedures for investment, trading and dealing procedures, operational procedures, anti money laundering policy, customer KYC, etc referring to OJK’s regulations.
- Responsible for preparing monthly report to OJK.
- Review legal documents with third parties (i.e. Distribution agreements), Prospectus, Collective Investment Contract, and any other legal matters of the company.
- Maintain corporate files, agreements, clients (retail and corporate) data.
- To asses and review the existing SOP, policies and procedures in line with the changes and developments, and suggest amendment to the board of director.
- Candidate must possess a degree in Law.
- At least 1 year(s) of working experience in the related field is required for this position.
Please send a cover letter, CV,
resume and recent photo to:
Source: http://jobs.jobstreet.com/id/jobs/1653681?fr=J&src=12
No comments:
Post a Comment